An Agent Requests an Action
An autonomous agent initiates a proposed operation.
FROM POLICY TO ACTION
Governance must extend beyond what AI agents are instructed to do. It must govern what they are permitted to execute.
CONCEPTUAL GOVERNANCE WORKFLOW
An AI agent proposes an action. AI Agent Controller, powered by CEGS, is designed to evaluate the request against institutional policy, delegated authority, and relevant risk and approval checks.
The resulting governance decision may allow the action, block it, or escalate it for human authorization. Relevant decisions, authorizations, and action outcomes form the governance evidence.
Governance requirements satisfied.
Control or permission boundary violated.
Human authorization required.
Conceptual governance workflow
An autonomous agent initiates a proposed operation.
Relevant authority, policy, and risk requirements are assessed.
The action is allowed, blocked, or escalated for human approval.
Governance decisions and relevant actions are recorded for review.
Maintain visibility into agent activities, requested actions, and governance-relevant events.
Define permissions, delegated authority, and the operational boundaries of autonomous agents.
Evaluate proposed actions against institutional controls before consequential actions execute.
Refer sensitive actions to designated personnel, preserving human judgment and authority.
Preserve evidence of policy evaluations, approval decisions, and control outcomes.
The intended independent governance approach supports a common control foundation across financial operations and agent technologies, rather than requiring every agent to be rebuilt.
Deployment requirements are assessed during pilot planning. Deployment models, data access and inspection architecture, sensitive data processing and retention, exact integrations, platform compatibility, and formal security certification status remain subject to validation.
RESPONSIBLE AUTONOMY STARTS WITH CONTROL
Explore what execution-level governance could mean for your institution.